Consultant and advisor to the pet industry

Creating Your Employee Handbook

© 2000 Companion Pet Enterprises - All Rights Reserved. This material may not be copied or reproduced except with specific permission from the author. This article appeared in Veterinary Technician, April 1999.

In large- scale production corporations and companies it is not uncommon to have standard operating procedures and employee handbooks written out in detail. Unfortunately, many small businesses do not invest the time needed into writing these important documents. You might know it as a staff handbook, with entire "how to" and "what to do if" instructions.

Standard operating procedures (SOP) are the things done routinely at your facility, as well as standard ways of handling "routine" or often encountered problems. Employee manuals, which may include the SOP, are the policies and procedures that govern the staff.

Who should have an employee handbook?

Without written policies, the past and present actions become a policy. As soon as one person is hired, the business should have the most basic policies written down.

By the time 5 employees have been hired, a formal handbook should be in place. In some states maternity and Fair Employment and Housing laws become effective with the fifth hire.

At 15 employees, federal laws affect a business. These include, but are not limited to, federal rights, the Americans Disability Act (ADA), and pregnancy and leave acts. Therefore, it becomes important and necessary to have written policies governing these situations established for your hospital.

What to include in an employee handbook

The following items are all things that must be included in your staff manual. These items put forth to your employees what are the acceptable behaviors, what is expected of them, and what the company provides for them. Your handbook must document the company’s commitment to fair employment practices and equal employment opportunities as provided by the law for any work related issues. It should also provide the basic philosophy of the business, the mission statement and values and vision of the future.
  1. The company history – gives background information of the owner, associates, practice administrator or manager, and the history of the hospital
  2. The structure hierarchy or chain of command – who reports to whom, who their immediate supervisor is
  3. The philosophy, goals and objectives of the clinic; the mission and vision statements
  4. Rules and regulations governing work issues, & the general expectations of all employees. Include items such as lateness, time records, lunch policies, dress code or uniforms, orientation for new employees, etc.
  5. Holidays, sick days/personal days and how to use them, absenteeism
  6. Insurance & other benefits
  7. Leaves of absence, jury duty, vacation
  8. Safety and security practices; a confidentiality clause
  9. Equal employment opportunity, and affirmative action policies
  10. Pay information: weekly, bi-weekly, the day, where checks are put
  11. Performance review information; promotions; salary reviews
  12. Training and development standards, tuition reimbursement if available
  13. Job descriptions, including basic functions, education and licensing requirements
  14. Reasons for discharge, suspension, and grievance procedures
  15. Employment at will statement, if legal for your state
  16. A statement reflecting that receipt of the handbook does not constitute a contact for employment
The items included in the handbook serve as a guideline of the benefits and privileges of working at your facility. It should also make clear the behavior and work standards expected. When well written, a handbook may even help booster employee morale by giving them the explicit standards expected and making clear what they receive in return. Make it user friendly by being easy to read and self-explanatory. Any employee should be able to go to it and find the answer to a policy question.

Ideally, the policy manual should be given to them on the first day of employment. In fact, they should actually sit and read it the first day, or take it home and come in the next day with any questions. On your orientation checklist (you do use a check list to ensure all items have been covered during orientation don’t you?), reading and discussing the employee handbook should be listed.

After all new items for orientation have been covered, including the handbook, safety and security procedures, OSHA related items (MSDS forms, your hazardous communication program book) and the organization’s philosophy and goals, the new employee should sign a statement acknowledging the receipt of a handbook and orientation training. This ensures that they have read, understand and agree to follow the handbook, and other outlined policies covered during training. This helps protect the veterinary hospital in the event of any legal issues in the future. There should also be a clause in the handbook, and even in the acceptance letter, stating that it is understood that the handbook does not imply a contract for employment. (See box detail)

Legal Implications

Your employee manual becomes a legal document, and can be used against you by an employee; as well as protect you in a legal action. Once an item is included in it as a policy, you must adhere to and follow it. For this reason, your business attorney should review the handbook for legal accuracy. Review your handbook at least once yearly. Remove or change any outdated policies. Reprint and distribute a new copy to all staff, who should once again, sign for receiving the document. Be sure the title page reflects the date of revision; keep old copies on file in case any legal issue arises in the future.

Once your handbook is distributed, be sure all procedures are followed. For instance, if your handbook outlines a procedure of escalating oral and written disciplinary procedure, but then a manager fails to follow it, a discharged employee may be able to sue for wrongful termination. If your handbook outline a list of unacceptable actions, have a phrase reflecting that the list of disciplinary actions is not exclusive or will preclude a more drastic action (i.e. firing someone, rather than just issuing a written warning).

Standard Operating Procedures

The SOP manual may be included in your employee manual, or you may find it more convenient to strategically place several copies around the hospital. This manual will tell employees the "how to do" things. For example, it might include:

  • How to make and appointment
  • How to answer the telephone
  • How to take a message
  • How to get the history and bring a patient into the exam room
  • What procedures are done in-house, and what lab work get sent out
  • Disinfection controls, how to clean cages, tables, etc.
  • Procedures for admitting a pet
  • Billing and collection procedures
  • Ordering and inventory controls, where to put expired medications
  • How to discharge a pet
  • Drug inventory for controlled substances, including where the locked cabinet is, who has access, and how to record drug use
  • What is done to monitor critical pets: the forms used, collecting and recording data
  • How to handle common questions (the hospital should have all employees follow the same standards if you give out advise on such things as handling diarrhea at home, puppy training using a crate, minor behavior problems, etc)
  • How to handle a client problem or complaint
As new things come up not addressed before, you may want to create a standard operating procedures policy and include it in your procedure manual. This book (preferable a loose-leaf binder) should make life easier for all employees and management – employees know where to get the answer for common questions and managers should not be interrupted as often for minor things. As with the staff manual, you may want employees to sign off on it.

In Conclusion

Both of these documents are living items; in other words they should be updated yearly, and revised as often as necessary to improve the hospital function and employee communication. A good handbook will not prevent an employee from suing or trying to collect unemployment, but it should be written well enough to discourage frivolous claims and protect the business from nuisance claims and suits.

What not to include

  • The terms "probationary period", "orientation period", or " training period"
    These words indicate an implied guaranteed continuation of employment at the end of the period, and work against the concept of employment at will.
  • The phrase "just cause"
    Often seen in a disciplinary section (as in fired for "just cause") – the term "cause " provides much greater protection for the employee, and is in conflict with "at will".
  • Too much detail
    A handbook in excess of 50 to 60 pages is probably including too much information and implications of contractual employment
  • Words like "can", "will", or "must"
    Change to "may" whenever possible Employment at will

    A concept based on the fact that an employee can be terminated at any time, with or without cause, as long as the firing is not illegal. Optional things to include

    • A glossary of terms used frequently in your hospital
    • A list of staff names, titles and positions
    • A list of staff home telephone numbers (with a statement that they are confidential, and cannot be given out to the public for any reason)
    Statement to refute contractual employment

    This handbook is not a contract, expressed or otherwise, guaranteeing employment for any specific duration. Either you or the company may terminate the relationship at any time, for any reason, with or without cause or notice.

    (Reinforces your at will clause)

    Additions and clarifications

    Mission statement: states the purpose of the business to both employees and customers; it creates a mental image of what the business is all about.

    Vision statement: indicates the direction of work and goals for the future; what the company wants to become.

    Most employee handbooks are not made public; however parts of them can be used during the interview process to clarify the company’s policies and work – using a job description for instance so a prospective employee knows what the job will entail.

    Safety and Security Practices

    OSHA, the Occupational Safety and Health Administration governs many safety issues in a hospital (or any other business). For instance:
    • It is mandatory to have a Hazardous Communications Program in place. This is a document that tells every employee about the safety plans of the facility & how things are done. For instances under each job a list of personal protective equipment (PPE) for each task, fire evacuations procedures, what doctor or hospital is used to treat injuries
    • It is also mandatory to have a book of Material Safety Data Sheets (MSDS) – a form provided by the manufacturer or distributer for each and every product an employee .may come into contact with; it list all data regarding safety procedures for that product (kinds of PPE required, flammability, reactivity, etc.) They are required for everything from copy toner to anesthetic gases to shampoos.
    • Where to eat and drink – it is illegal to eat in most parts of a hospital, only in clean safe designated areas. Likewise, food and drink must be in separate refrigerators from any drugs or vaccines.
    • Safety training – fire evacuation & where to meet outside, how to lift safely, how to do data entry in a computer safely to avoid repetitive motion injuries
    • How to clean up spills
    • Radiology safety & anesthesia safety – who monitors radiation badges; how often the machine is inspected, how often surgery rooms are monitored for escaped gases
    • In general, the law says we must protect owners from their own stupidity since we are the experts. This means not allowing an owner to hold the pet for a procedure if there is the risk of being bitten. And of course owners should never be present or holding for x-ray procedures.
    • Every state or region of the country has an OSHA office where free information is available
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